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Financial Institutions

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Financial Institutions

FTI Consulting helps banks and financial services clients of all sizes and types navigate through a constantly changing environment of financial services regulations and enforcement actions, litigation threats, and economic and competitive challenges. We work with clients to manage risk, ensure compliance, resolve regulatory inquiries as they arise, and leverage their assets to protect and enhance enterprise value. Our team is composed of highly respected CPAs, attorneys, economists, bankers, forensic specialists, technology professionals, strategic communications experts, policymakers and former bank and securities regulators — all of whom have extensive financial services industry knowledge and experience.

Our Industry Sectors

Regulatory & Compliance

The regulatory and compliance professionals at FTI Consulting are former regulators and bankers with the practical experience and knowledge to efficiently navigate the regulatory landscape. We help clients assess risk and develop and evaluate regulatory compliance systems. FTI Consulting also assists clients with responding to inquiries and investigations by regulatory agencies, including federal and state bank regulators, European regulatory authorities, the SEC, HUD, FinCen and FINRA.

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Risk Management & Credit Risk Governance

FTI Consulting is a recognized leader in the development and assessment of state-of-the-art, enterprise-wide risk management frameworks. Our risk management professionals are CPAs, economists, bankers, forensic specialists and related financial professionals. The risk management team has expertise in compliance, credit risk, liquidity, operational risk, model validation and analysis, transactional due diligence, asset valuation and information technology.

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Accounting Reporting & Valuation

We provide comprehensive accounting, financial reporting and valuation services to financial institutions, including analysis and implementation of complex accounting rules (both U.S. GAAP and IFRS). Our accounting professionals also prepare, analyze and review SEC and regulatory filings on behalf of clients.

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Corporate Finance & Transaction Advisory Services

FTI Consulting has unmatched experience providing financial and transaction advisory services to financial institutions. We assist clients with all aspects of financial management, including raising capital, planning for the sale or purchase of a business and making other strategic analyses.

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Litigation Support

We support clients during litigation and disputes, including civil and criminal actions filed by the SEC and the Department of Justice, securities class actions, commercial litigation and alleged violations of fiduciary responsibilities or allegations of fraudulent underwriting.

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Independent Monitoring & Claims Resolution

Because FTI Consulting does not perform audit attestation services, we have unmatched independence and credibility with bank and securities regulators. We are a reputable provider of monitoring and claims resolution services.

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Strategic Communications

We assist a wide range of global clients, from institutional and retail asset managers to insurers, global banking groups, local building societies, hedge funds, exchanges, capital markets infrastructure providers and governments. Our professionals work with clients to build their brands, protect and enhance their reputations, and maximize their valuations.

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Forensic & Investigation Consulting

FTI Consulting advises clients on the enormous growth opportunities created by technological change, new global markets and economies of scale. We also counsel clients on current challenges such as increasing regulatory scrutiny, growing consumer demands for faster service and the need to reduce costs.

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