Governance, Risk and Regulatory Consulting services | Conduct Risk

Governance, Risk and Regulatory Consulting services - Conduct Risk

Financial Institutions

December 30, 2013

The European conduct regulators, including the FCA, are asking firms new and challenging questions around how businesses make money; how the business model is delivering in line with customer expectations and how the company’s culture and practices are reflecting its target values.

The FTI Consulting Conduct Risk practice facilitates clients’ thinking about these issues and ensures they can provide the right answers to the evolving regulatory environment. We define conduct risk with boards and design comprehensive conduct risk arrangements to ensure they meet the regulators’ expectations.

The FCA and the other European regulators will intervene early if they have concerns about conduct risk in order to protect consumers and enhance market integrity. This new environment requires a fresh approach – an approach that integrates a detailed understanding of regulatory requirements with deep ‘practitioner-based’ business experience.

The GRR practice of FTI Consulting draws on in-house experience gained in investment and retail banks, wealth managers and insurers, in compliance and risk functions and also in business management.

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