The critical expertise you need when you need it

FTI’s Listing Advisory Services team has intimate knowledge and a deep understanding of NASDAQ’S delisting process from years of administering that process while at NASDAQ and advising many FTI clients facing similar issues. In every case, FTI’s insight and expertise has helped clients maximize every opportunity to retain their listing. We immediately deploy experienced professionals who provide services and support that drive optimal outcomes and efficient resolutions.

Turning time to our clients’ advantage

FTI’s Listing Advisory Services team offers the acumen and insight that guides management and their counsel throughout the delisting process and ensures that the company is given the necessary time to cure the filing issue.

FTI advisors have successfully assisted NASDAQ listed clients by providing such services as:

• Serving as liaison to NASDAQ

• Obtaining a hearing before a NASDAQ Listing Qualifications Panel

• Helping senior management and counsel understand NASDAQ’s protocols, past precedents and the personalities of the decision makers

• Preparing the pre-hearing submission and developing the hearing presentation

• Preparing for the hearing via a real-time mock hearing to help senior management understand likely questions and areas of focus by the Panel members

• Attending the hearing and assisting in managing the post-hearing process with NASDAQ