Two Securities Industry Veterans Join FTI Consulting’s Forensic Accounting & Advisory Services Practice
Enhancing the Firm’s Broker-Dealer Regulatory Governance and Disputes Expertise
“The current regulatory environment leaves financial and securities market participants vulnerable to a wide range of complicated broker-dealer investigations, enforcement actions and regulatory compliance issues," said
Mr. Chatfield and Mr. Italiano collectively bring more than 45 years of experience advising broker-dealers and banks on significant regulatory and compliance issues, including regulatory reporting, high-frequency trading, alternative trading systems, best execution, equity and fixed income sales/trading, retail sales practices, lookbacks, remediations and
Over the years, they have advised a broad range of broker-dealers and banks, including broker-dealer affiliates of banks, insurance companies and investment advisers, as well as international, national and regional firms. While they regularly provide advice to clients who are engaged solely in broker-dealer activities, they also provide comprehensive consulting services to diversified financial services companies that offer investment management, wealth management, consumer banking and prime brokerage as part of their business.
Mr. Chatfield served as Associate General Counsel in the Regulatory Inquiries group for
Mr. Italiano joins
555 12th Street NW