Regulatory Change and Investigation

Financial Services

FTI Consulting clients face an increasingly demanding and interventionist regulatory environment. The compliance challenge, and the implications of non-compliance, are business critical issues as is embedding the level of culture change which regulators are seeking. Our leading edge experience delivered by former regulators, in-house compliance & risk professionals and experienced consultants helps our clients manage the changing regulatory landscape and minimise their regulatory risk.

Our Services include:

Regulatory and shadow regulatory investigations
UK regulator required Section 166 Skilled Person reviews as well as support for clients subject to them
Regulatory intervention advisory and support
Governance and culture reviews
Conduct risk reviews
Financial crime — anti-money laundering, counter-terrorist finance, financial sanctions, bribery and corruption, market abuse and fraud
Asset valuations and stress testing
Post AQR remediation
Risk and capital modelling and advice
Past business remediation and redress