Overview of Services | Capabilities | FTI Consulting

Overview: Governance and Regulation Services

Financial Institutions | Forensic & Litigation Consulting

August 10, 2017

FTI Consulting, as a leading independent consulting firm, is a preferred provider of critical services to financial institutions in the U.S. and globally. We help financial institutions respond to, and effectively address critical challenges, including regulatory examinations, enforcement actions, litigation threats and economic challenges. Our multidisciplinary team assists management by delivering the specialized expertise, experience, and technical leadership skills of credentialed professionals through a disciplined and collaborative approach that adds value beyond the terms of engagement.

Who We Are

FTI Consulting’s experienced financial institution professionals include former bankers, regulators and policy makers, forensic specialists, cybersecurity and technology professionals and communication experts. Our team includes former staff members of the Federal Reserve, Office of the Comptroller of the Currency, Federal Deposit Insurance Corporation, Securities and Exchange Commission, Department of Justice, Federal Housing Finance Agency and States Attorney Generals. These individuals have hands-on experience and specialized industry knowledge enabling them to provide practical solutions to specific client issues and add value in the process. Our financial professionals are CPAs, CFAs, attorneys, anti-money laundering professionals, forensic specialists and other financial professionals with expertise in compliance, enterprise risk management, financial and operational risk, information technology, asset valuation and strategic communications.

In today’s highly competitive and heavily regulated environment, financial institutions are challenged to remain profitable while meeting the expectations of regulators, shareholders and a demanding public. Robust corporate governance, risk management and compliance programs are critical to comply with the many new and complex regulations, meet competitive challenges, and avoid unwanted regulatory scrutiny and litigation.

We help our clients meet these challenges through a portfolio of services designed to develop solutions that manage risk, meet compliance requirements, resolve critical enforcement or litigation challenges, enhance performance and provide lasting value. Our services are summarized in the following categories.

  • Accounting and Financial Reporting
  • Anti-money Laundering
  • Credit Risk
  • Forensic Accounting and Investigations
  • Governance
  • Litigation Support
  • Regulatory Compliance
  • Risk Management

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