Organizations trust us as an independent partner to manage financial regulatory investigations and respond to inquiries. We help strengthen compliance programs and support swift, credible action.
We are a global, trusted, independent partner for organizations facing regulatory investigations. Our multidisciplinary experts deliver rapid fact-finding, data analysis and compliance support to help address inquiries and strengthen controls.
We help organizations address significant financial regulatory matters, including civil and criminal inquiries, internal investigations and required remediation. Our teams draw on deep experience across investigations, litigation and technology as former regulators, law enforcement officials, financial services and compliance executives, auditors and senior data and systems specialists. We assemble lean, multilingual teams anywhere in the world to conduct on-the-ground inquiries and support complex cross-border matters.
Working with clients and their counsel, we:
Strengthen compliance programs by building effective compliance, detection and risk-management frameworks
Accelerate evidence review leveraging leading technological solutions
Uncover critical insights using forensic data analytics to support investigations and remediation
Achieve defensible outcomes through established methods that maximize the likelihood of a cost-effective resolution
Perform and validate the remediation of critical business processes and customers
Navigate civil or criminal regulatory inquiries with confidence. We develop response plans, gather facts and documentation and support clients and counsel in preparing credible, regulatory-ready submissions.
Resolve issues before they escalate. Our teams conduct interviews, review transactions, assess internal controls and uncover the root causes of misconduct or compliance failures.
Accelerate evidence review with rigor. We identify, preserve and analyze digital evidence, support managed document reviews and apply advanced analytics to reveal patterns and facts that inform investigative decisions.
Address financial-crime exposure through historical Anti-Money Laundering (“AML”) and trade-sanction lookbacks. We assess activity, identify monitoring gaps and help clients respond to regulator-mandated reviews.
Assess regulatory exposure and the health of existing frameworks. Our experts identify gaps in safeguards, design industry-specific controls and implement AI-driven monitoring to proactively detect and remediate potential violations.
Execute large-scale remediation and look-back reviews to address consumer harm. We provide technical guidance on process improvement, manage complex data identification and help quantify financial impact to ensure results meet regulatory expectations.
Manage complex matters across jurisdictions. Our multilingual teams conduct on-the-ground inquiries, navigate local requirements and support asset searches and fact-finding abroad.
Led by former regulators, law enforcement officials and financial-services executives and auditors, our teams bring the deep investigative and analytical capabilities needed to address regulatory matters swiftly and credibly.
