Regulatory Risk & Compliance
Every corporation faces enterprise risks or must comply with mandated regulatory settlements that require independent monitoring. These ongoing challenges demand an operating environment that includes robust internal controls and continually upgraded compliance policies. Many global organizations rely on FTI Consulting for trusted, independent expert guidance. Our senior industry specialists and compliance experts are widely recognized for their approach to testing, enhancing and monitoring corporate compliance programs. In matters involving allegations of fraud or other malfeasance where a monitor, examiner or receiver may be appointed, we help implement a plan of action and communicate with multiple constituencies.
How We Help
Around the globe, our clients rely on the deep industry knowledge and expertise of our integrated, multidisciplinary teams when they need to understand and comply with the latest regulatory laws that affect them. If a new law is passed that impacts their organization’s industry, clients must know if they are compliant with it, or what programs, policies and controls they need to proactively implement to become compliant. Clients also rely on our support when a government regulator has made demands on the organization, or when the organization has been suspected or accused of wrongdoing and needs to respond quickly.
In addition, we work with clients that are considering the acquisition of a new business. They often need support with regulatory due diligence on the target company’s compliance programs and controls. We’re well equipped to get involved at any point in the acquisition timeline — pre-deal, during the transaction, or post-deal. In situations of regulatory response or investigation, we support clients at any stage — from data analysis, to designing, testing and implementing compliance programs, or to working with a court-appointed monitor.
Our experts, with decades of experience in regulatory law as well as deep technical expertise in information governance, data management and data security, help you locate your data, and after classifying it, devise an action plan to manage it. We understand the latest laws and regulations that affect industries, and have helped clients with the data management, data retention and data remediation challenges that arise from GDPR and many other privacy laws, HIPAA, GLBA, PCI, SCC17A-4, and legal hold compliance obligations.