Andrew Hadley is a Senior Managing Director in the Forensic & Litigation Consulting segment and is based in London. He is a member of the EMEA Financial Services team and specializes in compliance, risk, governance and financial crime matters by assisting financial services firms, law firms, gaming firms, regulators and trade associations.
Mr. Hadley has worked with a wide range of institutions operating in global markets including banks, investment managers, broker dealers, agency brokers and interdealer brokers. He has been involved in large scale complex transaction reviews (i.e., analyzing communications, examining securities transactions in multiple jurisdictions and related over the counter and listed derivative hedge structures linked to dividend arbitrage trading), financial crime reviews and remediation exercises, assisted in reviewing governance structures, performed risk assessments, delivered a review of a firm’s transaction monitoring governance arrangements, drafted policies and procedures, advised clients on business strategy and delivered training to First, Second and Third Lines of Defense.
Mr. Hadley has led and worked on engagements for both UK and overseas regulators. Prior to joining FTI Consulting, he was the Managing Director for Compliance in the EMEA region for a large financial intermediary operating in the wholesale FX, rates, credit, equities, energy and commodity markets being responsible for the Compliance function in the UK and ten offices across continental Europe, the Gulf and South Africa.
Applying over 25 years of knowledge and experience, including some 20 years in a registered capacity as a CF10 (Compliance Oversight), 13 years as a CF11 (MLRO), over 8 years as a CF1 (Director) and 4 years as a NFA Registered Principal, Mr. Hadley adopts a pragmatic approach when dealing with a broad range of challenges.